Can I file a complaint against series 7 stock broker's errors and omission insurance for inadequate due diligence?

You may be out of luck in filing a claim based on statutes of limitation in court and what FINRA calls the "eligibility rule," which means your...

Should I sell equity for cash investment in my LLC or issue convertible convertible notes to raise the $?

You are dealing with a very complex transaction that will require counsel to navigate in a number of areas. You want to preserve your position in...

Bad investment on privet company that is unable to go public as promised

An accountant selling stock is never a good thing, as it raises inherent conflicts of interest on various levels. You are likely not the only...

Do we have a case against a bond brokerage that failed to properly disclose its fees and lied to my 87 year old mother?

In order to prevail in a FINRA arbitration, first and foremost, you need to have (a) counsel and (b) an expert witness evaluate the damages and...

My employer received a 800k SBA 7a loan. I formed a c corp as a construction company and received 300k. Had no bad intentions.

You need white collar defense counsel to guide through what may be a long journey. As a general rule, fraud cannot be discharged in bankruptcy. ...

Are there attorneys who will work on a contingency basis in my area? Sounds a bit cheesy, but I need help immediately

The Wyoming Bar Association has a referral program for the public in the event you cannot find an attorney here. ...

Question 14K(1) deals with bankruptcy disclosures for the registrant but does not mention family members. Given you are likely dealing with...

In my experience, it is tough to tell whether the expungement will preclude disclosure on something like this. The biggest issue you have, given...

Green card by investment

Your brother should, with the assistance of US counsel, examine the EB-5 investment visa program investments available. It is imperative that you...

Victim of fraudulent contract and forgery perpetrated by entity that was found guilty of deceptive business practices, what now?

You likely need to seek to set the default aside in NY through a motion, and then remove the case to CA or defend it in NY.