Does a dismissed Bankruptcy need to be reported on FINRA form U4?
Question 14K of Form U4 asks if you've ever filed a petition for bankruptcy. So no matter what happens in the discharge, once you file you should...
Jackson, WY
Securities and investment fraud Lawyer at Jackson, WY
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Question 14K of Form U4 asks if you've ever filed a petition for bankruptcy. So no matter what happens in the discharge, once you file you should...
EB-5 immigration procedures are not governed by state law but rather through USCIS. Your brother needs to hire an attorney to guide him through...
In addition to AVVO, the Erie County Bar Association has a referral program for the public. You may wish to contact them for a referral.
As you might imagine, the law regarding the transfer of assets from Iran to the US is a complicated matter given the sanctions regimes in place and...
The sale of binary options in the US is generally prohibited by the CFTC. What you may wish to do if these people sought you out for investment is...
If you haven't asked to have your account closed, do so immediately. At the very least, immediately terminate any authority you may have given to...
EB5 investments in a regional center can be as little as $500,000. You will have to work an immigration attorney to complete the paperwork, which...
First, I would surmise you have some level of security clearance. The plea to a felony may wipe that out and the issue will be moot. It certainly...
These things will likely show up on an FBI report that the broker-dealer obtains. Be sure you are thorough and complete in your Form U4 submission.
It will depend on your specific needs. Alaska, Delaware and Wyoming have asset protection trust provisions but access to money is very, very...