Archived
All my money from my brokerage account, IRA and Roth IRA went into one stock with the blessing of a Scottrade manager.Lost 140K
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Answered on October 20, 2016
These types of "financial suicide" cases are difficult but not impossible. You should speak to one of the attorneys on AVVO because much more...
Archived
How do I recover my money?
Jeffrey's answer
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Answered on September 08, 2016
First, you need to retain a lawyer who specializes in this type of matter. Second, more information is needed as to who Mr. Ofurhie is. Is he a...
Archived
Can I sue pro se when plaintiff is LLC
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Answered on August 17, 2016
While the answer depends upon the law of the applicable state, generally you are allowed to represent yourself if you possess valid cause of action...
What type of lawyer do I need to sue a CFP/Wealth manager?
Jeffrey's answer
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Answered on January 12, 2016
Your matter will likely need to be pursued by initiating a FINRA arbitration. To do this, you should retain an attorney who specializes in...
Archived
I think I'm a victim of a Ponzi scheme. How would I go about reporting this individual?
Jeffrey's answer
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Answered on November 25, 2015
More information would be needed to answer this question, but you can generally report such activity to either the SEC, your state securities...
I had a Financial Adviser lie to me about what the money I invested would do.
Jeffrey's answer
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Answered on November 04, 2015
There are some questions that need to be answered prior to giving advice. What type of annuity did you want to invest in the three accounts? Was...
Archived
A financial advisor recommended real estate. The individual recommended ran off with all investors money.
Jeffrey's answer
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Answered on August 28, 2015
A lot more facts are needed, but do know that the FA and his employer had a duty to conduct due diligence on the investment to make sure the...
Archived
Whether defendants' conduct meets definition of fraud and if it is punishable. How to find all victims to form a class action
Jeffrey's answer
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Answered on July 20, 2015
Your case can be certified as a class, and thus have a class action, without finding all the victims. More information is needed to completely...
Archived
Do I have any recourse after broker took my money; TitanTrade located in London.
Jeffrey's answer
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Answered on June 18, 2015
You may be able to seek recovery through FINRA. If they are a FINRA member, they have to arbitrate in the state you reside. You should speak to...
Archived
A family member opened a custodian investment account in my name. what kind of lawyer should i seek against him and the company?
Jeffrey's answer
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Answered on June 17, 2015
There is some ambiguity in your question, so more information may be necessary. But it appears that a relative opened a custodial account in your...
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