More needs to be known to know the full extent of your rights. At first blush, it looks like there could be significant suitability issues. An...

CCan i sue a company that broke verbal contract agreement?

You need to speak to a lawyer in Nevada. Much more needs to be known to answer the question. The answer requires knowledge of Nevada's statute of...

How do we get our money back?

I see a lot of this. Most recently with Woodbridge. The person that sold this to you had a duty to conduct due diligence if you purchased from a...

Can I act on the following information or would that be considered insider trading?

You should personally speak to an attorney, rather than simply relying on this post, if you have any question of whether the information...

What are my options?

While SEC Rules 17a-3 and 17a-4 only require that these types of documents be held for six years, most large broker-dealers, like Schwab, hold for...

How can I learn if I have an actionable case against a financial adviser (life insurance agent) who lied and we have lost a lot?

You likely have a case, if for no other reason, then the switching of life insurance policies. The other claims may be difficult, but not...

If one defendant is an LLC (suspended), would I still need to serve the LLC or just provide proof of suspension?

You should speak to a California attorney. But you will want to serve and be able to verify service of the LLC, which means you want to separately...

Will I receive commission for the year if I quit before the year is over?

I am not licensed in Florida and Florida may have special rules. But generally, you are paid according to your contract, which does not need to be...

I have a question regarding an account i just opened with tradeoptionx?

The contract would need to be reviewed. If Tradeoptionx is truly in breach and there is no waiver you may be able to pursue for your damages. You...

Is it illegal for a non-investor to post false information about a stock?

More information is needed to answer this, but I can state that there is likely civil liability under the theory of libel per se. There may also...