The New and Improved 14a-8?
Sep 30, 2011
The New and Improved 14a-8?
By Cory White[1]
Proxy access has been the darling of the activist shareholder movement for a number of years. Allowing shareholders to include their director nominees w...
See Full Guide
Saint or Sinner? The Efficacy of the Proposed “1,000 Shareholder” Amendment to Section 12(g)
Jul 12, 2011
In response to what they believe to be a hindrance to capital formation, Representatives David Schweikert (R-AZ) and Jim Himes (D-CT) have introduced a bill in the House that would amend Section 12(g) ...
See Full Guide
The Regulation D Two Step: Facebook, Goldman Sachs, and the Effect on Private Investment Funds
Jun 02, 2011
Facebook and Goldman
Sachs
In January of 2011 Facebook completed a private raise of
money that totaled $1.5 billion dollars as a result of direct investments by
Goldman Sachs and indirect investm...
See Full Guide
Private Equity and Hedge Fund Advisers Facing Registration under Dodd-Frank. What about Venture Cap
Apr 28, 2011
Slowly but surely times are changing. As part of the regulatory upswing under the
Dodd-Frank Wall Street Reform and Consumer Protection Act, advisers to certain
private funds will have to register wi...
See Full Guide
Brief Overview of Section 13(f) Reporting under the 34 Act
Apr 20, 2011
Institutional investment managers that have investment
discretion over $100,000,000 or morein certain equity securities must report those holdings on Form 13F filed
through the SECs EDGAR system. Und...
See Full Guide
Assigning and Issuing LLC Interest In Illinois
Mar 10, 2011
The following are some things to consider when issuing and
assigning LLC interest in Illinois:
A membership interest, by definition whether
or not evidenced by units, is only a distributional i...
See Full Guide
Broker-Dealer Rules During the Private Placement of Securities.
Feb 24, 2011
When involved in the private placement of
securities under Regulation D of the federal securities law, broker-dealers
(BDs) are obligated under both SEC and FINRA rules to exercise discretion when
r...
See Full Guide
Ad
Transform legal challenges into solutions.
Connect now to review your situation.
The Avvo Rating explained
The Avvo Rating explained