Celiza Patricia Braganca

Lisa helped me through THE most challenging and stressful time of my life. I never expected to have to experience such a traumatic event and Lisa was there every step of the way. She worked hard to put together the facts, eloquently organized and presented those facts, and was there to provide guidan...ce throughout the entire process. This ultimately led the right and correct result. Lisa is extremely intelligent but more importantly cares deeply about the well-being of her clients. My family and I thank you Lisa!

I had a trade of a public equity I wanted to conduct but was unsure if I had access to insider information pertaining to said trade. I live near Dayton, Ohio, so I contacted several attorneys locally and in Cincinnati who had experience in defending clients against allegations of insider trading af...ter the trades occurred. None had any experience in evaluating the risk of such allegations before such trades occurred and none could even make a referral to an attorney who did. In turns out this is a very specialized legal niche. I finally found Lisa online. After my consultation with Lisa, I engaged her on the matter. I provided all of the information I had and how I got it. Lisa and I discussed it all. However, what was particularly helpful was Lisa's insight into what actually puts one at risk of triggering an investigation of insider trading, and the fact elements that increase or diminish that risk. Lisa also explained in detail what an investigation would look like. At the end of the process, I felt confident that I could make a well-informed decision about conducting the trade. Lisa was very easy to talk to and was efficient in how she spent her time on the matter in order to keep the cost down. I highly recommend Lisa for such a priori analyses.

I was dragged into an SEC issue due to my interaction with a client that I had. Even though I was simply a software vendor and consultant I was required to give discovery. I had extensive documentation and was concerned that I would somehow be lumped into this case. Lisa did a phenomenal job gui...ding me through the process from start to finish. She was professional, always available and really laid out the realities and risks while also guiding me through how to properly communicate and share with the SEC. I have never been through anything like this, nor want to again. But Lisa made the process much easier to navigate. She did all the communication with the SEC. She recommended a proffer which was a great route to go. And was with me when we did the virtual proffer. Her past experience working with the SEC was invaluable because she had insight from both perspectives. If you find yourself in a similar situation as me I would recommend you reach out to Lisa. She really knows how this process works and will give you sound guidance.