Free Consultation
$0 first 15 minutes
also known as Lisa Braganca, Celiza Braganca
Defending individuals and businesses in government investigations and litigation.
Lisa defends companies, individuals, financial advisors, investment advisors, financial advisors, investors, officers, directors, and others in investigations by SEC, FINRA, and state securities commissioners. Lisa was a Branch Chief in the Division of Enforcement of the SEC, where she handled investigations of financial fraud, offering fraud, insider trading, market manipulation, and Foreign Corrupt Practices Act violations. She has been successful in resolving government investigations, many times with no charges or substantially reduced charges being brought. Lisa also represents whistleblowers in reporting violations of securities laws through the SEC Office of the Whistleblower program.
3
Practice Areas
27 years
33 years
Free Consultation
$0 first 15 minutes
Quickly connect with top attorneys through our legal directory to get help with your legal issue.
Chat with a live agent who can match you with the right attorney for your legal needs.
Chat withState: Illinois
Acquired: 1995
No misconduct found
State: Virginia
Acquired: 1992
No misconduct found
1100 Central Avenue, Suite G, Wilmette, IL, 60091
43 Client Reviews
Showing 1 - 5 of 7 reviews | Federal Regulation
Posted by anonymous | January 23, 2025 | Hired Attorney | Federal Regulation
SEC Subpoena
Receiving a subpoena from the SEC can undoubtedly trigger immense stress and anxiety. If you find yourself in such a situation, I wholeheartedly endorse hiring Celiza Braganca to guide you through the process. Speaking from personal experience, her professional expertise and empathetic approach signi...
Posted by anonymous | May 23, 2023 | Hired Attorney | Federal Regulation
I HIGHLY recommend Lisa!
I was dragged into an SEC issue due to my interaction with a client that I had. Even though I was simply a software vendor and consultant I was required to give discovery. I had extensive documentation and was concerned that I would somehow be lumped into this case. Lisa did a phenomenal job gui...
SEC investigations can be terrifying so I explain the process and the pros and cons of taking different steps throughout the process. It means a lot to be able to help people like you to get through the experience and to get a positive result. It was a pleasure to work with you.
Posted by David | March 16, 2023 | Hired Attorney | Federal Regulation
Highly recommend Braganca Law LLC
Ms. Bragança advised me with regard to preparing for a deposition with the SEC. She was extremely knowledgeable, responsive and helpful throughout the process. I highly recommend Braganca Law LLC for matters related to the SEC.
It was a pleasure to get to work with you. I look forward to working with you again if anything more arises in this case or any other.
Posted by anonymous | December 27, 2022 | Hired Attorney | Federal Regulation
Witness Summons
I received a summons from the SEC to appear as a witness. I had no idea what this would entail and how it would turn my life upside down. Lisa was extremely kind and patient. She explained everything that was going to happen and coached me how to respond. As a result, my situation was positively reso...
It was a pleasure to help you get through the harrowing experience of responding to an unexpected SEC subpoena. I appreciate the opportunity to use what I learned working at the SEC to help third party witnesses and others to get through the stressful and opaque SEC investigation process.
Posted by George | June 02, 2022 | Hired Attorney | Federal Regulation
Excellent Experience - SEC Investigation
Our firm came under an SEC investigation for a $12m+ crypto offering. Despite some muddy waters, and internal shareholder concerns, Ms. Braganca kept me clear of the SEC enforcement actions on account of her savvy understanding of the law, regulatory procedures, and nuances of my situation. She delic...
Litigation lawyer
2012
Lead On! Award, Access Living
2004
Elected Delegate to 2004 Democratic National Convention, First Congressional District of Illinois (Democratic voters)
1992
Order of the Coif,
2017 - Present
Owner and Attorney, Braganca Law LLC
2014 - 2017
Trial Attorney, Stoltmann Law Offices
2011 - 2013
Legal Director, Access Living
2004 - 2011
Securities and Financial Litigation Attorney, Sperling and Slater PC
1999 - 2001
Branch Chief and Enforcement Attorney, US Securities & Exchange Commission
1994 - 1999
Trial Attorney, Jenner & Block
2019 - Present
Illinois State Bar AssociationMember
2019 - Present
Women's White Collar Defense AssociationMember
1995 - Present
Chicago Bar AssociationMember - Securities Law Committee
2019 - 2024
PIABA FoundationBoard Member
2014 - 2023
Public Investor Advocate Bar AssociationCommittee member
1993 - 1994
District of Columbia Bar
1992 - 1994
Virginia Bar
Settled
Investigation closed with no charges
Settled
Settled
No charges brought against clients
Either no charges brought against client or resolved via settlement
1992
JD
1992
MBA
N/A
BA - Bachelor of Arts
2023
2020
Cryptocurrency and digital coin regulation
2020
Cryptocurrency and digital coin regulation
2019
Using Behavioral Decision-making Research in FINRA Arbitrations and Mediations
2019
Blockchain in Litigation 2.0
2019
Elder Financial Abuse
2018
FINRA Arbitration
2018
Using Behavioral Decision-making Research in FINRA Arbitrations and Mediations
2018
Truth Without Proof - How to Get Blockchain Transactions into Evidence
2017
Fraud as a Virus
2017
Exploitation of Elders by Financial Advisors
2017
Discovery in FINRA arbitration
2016
Investment Fraud - Reaching Defrauded Investors
2006
Securities fraud
2005
Securities fraud
2003
Sarbanes-Oxley Act 2002
2021
2019
2019
2019
2018
2006
1998
English
Legal Answers
Should I call the FBI for coinbase fraud. My neighbor got me going in it with a fee on what we made.
23 Aug 2024
Can you legally sell shares of your company knowing you are filing bankruptcy and the money will be immediately lost?
06 Jun 2023
Discovery was sent by Defendant's former counsel, then new attorney subbed in. Is Discovery still due?
08 Jun 2023