Taken right from the US Attorney's website for the Southern District of Florida regarding this fraud: "If anyone has information about this...

What are arbitration proceedings?

Arbitration is an alternative form of dispute resolution. It is not court and there is no judge or jury but the matter brought before an...

Views on Investment Advisory Act 1940

You will need to retain an attorney experienced in securities regulation and with registrations of Registered Investment Advisers. If you feel you...

Is there a time frame involved regarding the recovery of lost commissions from a former employer due to fraud?

Combining the two answers herein, you have statute of limitations for California (or perhaps arguably that of the state of the home office of your...

You have to file a petition (or other form depending on the local rules of the court) with the court and name FINRA as a party. Were you pro se...

I was told by a mutual fund advisor , that my boss had to pay his share into my mutual funds .Securities and Investment Fraud

What kind of account was it? 401k, profit sharing, etc.? Do you have all your plan documents and periodic statements you received from the plan...

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As an investment are letters of protection (lop) a safe investment?

There is always a risk of loss with any investment. Some have higher risks than others. Be very careful when considering investing money into or...

E*TRADE took over my small stock account in 2007 & instituted a maintenance fee. They accrued the fees & sold all of my stock.

This is something I can help you with even though it would be a small case. Please call my office to discuss your case further. 888-923-9223...

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Fee Arbitration

Yes. Regarding your first question though, did you discharge your attorney? Did the attorney withdraw? Review your retainer agreement to...

What are my right to find out the total of my parents assets

Need more facts. Are they living or deceased?