Archived
Can i promote a stock and then sell all my shares once the price increases? (I disclosed my position and my intention to
Michael's answer
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Answered on March 18, 2015
"Promote" is the key word and depends on what you intend to do and what you intend to say. How are you promoting? If it is a "pump & dump" that...
Archived
Looking for a securities lawyer for broker defense,arbitration.
Michael's answer
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Answered on March 18, 2015
Curious as to the nature of termination. Was it for an alleged violation? Low productivity? Conduct? Retaliation? FINRA inquiry/investigation?...
Archived
Issuing Penny Stocks
Michael's answer
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Answered on March 18, 2015
You will need to consult with an attorney skilled and experienced with drafting and filing documents in relation to any stock offerings. There are...
Archived
What paperwork do I need to sell 1/2 share of stock to each of two people? I have 1 certificate showing ownership of 1 share.
Michael's answer
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Answered on March 18, 2015
Initial areas to look at are the Articles of Incorporation and by-laws for a corporation or the articles of organization and operating agreement...
Archived
Am I able to revisit an Arbitration case in WA state?
Michael's answer
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Answered on February 10, 2015
Need more information. Was it binding? When was the arbitrator's decision issued? Other than because you lost what is the basis to "re-visit"? ...
Archived
Can I get any of my money back, after a stock brokerage company lost 99.5% (around 60,000 USD) of my money ?
Michael's answer
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Answered on February 10, 2015
Please call my office so that we can discuss your matter and see how we can help you. We handle arbitration cases nationwide. Also, time is of...
Archived
My husband and I each have shares of a stock in our name. Can we add our son to them?
Michael's answer
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Answered on September 19, 2013
If the stocks are in a brokerage account you will need to contact them. You may need to open a new joint account to add the additional name. If...
Archived
How do I probate my mom's will in the state of Texas at very little or no cost. Only thing left in her estate is stock.
Michael's answer
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Answered on August 05, 2013
The brokerage firm will only take instructions from an appointed executor of the estate hence the need to "probate" the will.
Archived
Need concerning bennifits for my dead husband penion from fefdelity and a car i pursaged in may and stocks he might have had
Michael's answer
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Answered on August 05, 2013
Regarding the stocks, look for any recent brokerage account statements and contact the respective firms. If you are the personal representative or...
Time to compel arbitration and statutes of limitation.
Michael's answer
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Answered on August 05, 2013
The statute of limitations would be governing on any claims in your arbitration. If the statute has run on your claim (i.e., you file the...
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