Fort Lauderdale, FL
White collar crime Lawyer at Fort Lauderdale, FL
Practice Areas: White Collar Crime, Securities & Investment Fraud
OUTCOME: Favorably resolved
Negotiated a settlement that appropriately did not include fraud charges. With neither admitting nor denying the SEC's allegations, the client resolved the matter on the basis of alleged non-intent ba ... sed, registration violations.
OUTCOME: Favorably resolved
SEC alleged defendants engaged in a Ponzi Scheme. I represented an individual relief defendant who was not alleged to have engaged in conduct that violated the federal securities laws, but who was all ... egedly to have been in receipt of ill-gotten gains. Negotiated a settlement sum for less than the SEC sought.