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David R. Chase
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About David
Biography
David Chase, a nationally acclaimed SEC investigation attorney, represents those under SEC, DOJ FINRA investigations nationwide. David uniquely understands how the SEC conducts its investigations, settlement negotiations, and prosecutions as he served in the SEC’s Enforcement Division as a Senior Counsel. He now uses this inside knowledge to strategically defend his clients to avoid charges or negotiate favorable setletments.
SEC Investigations Lawyer, Former SEC Prosecutor
FINRA Investigations Lawyer
DOJ Securities Fraud Lawyer, Former Special Assistant US Attorney
Practice Areas
2
Practice Areas
Securities and Investment Fraud
50%
34 years
White Collar Crime
50%
34 years
Fees and Rates
Cost
Payment Methods
- Check
- Credit Card
Licenses
Licensed in Florida for 33 years
State: Florida
Acquired: 1992
No misconduct found
Location
Law Firm of David R. Chase
(877) 696-9512
Mobile
(954) 923-5622
Fax
1700 East Las Olas Boulevard, Suite 305, Fort Lauderdale, FL, 33301
securitiesfrauddefense.net/Gallery
Online Presence
Other places you can find David online.
David R. Chase's Reviews
Avvo Review Score
5 Client Reviews
Filter Avvo Reviews (5)
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Showing 1 - 5 of 5 reviews
Posted by Jeffrey | March 11, 2026 | Hired Attorney | Securities & Investment Fraud
A national SEC investigation lawyer expert
David is one of the finest attorneys I know. I have hired and worked with many attorneys before, but none with the deep knowledge that David has of the federal securities laws. He is a national expert in the SEC investigation space. But more than anything else, David truly cares about his clients and...
David Chase
Replied last May 03, 2026Thank you for your thoughtful review. We truly appreciate you taking the time to share your experience working with David. At our law firm, we are committed to providing clients with experienced, strategic guidance in complex matters involving federal securities laws and SEC investigations. David takes great pride in delivering clear, practical advice so clients can make informed decisions with confidence, especially in high-stakes securities regulatory matters. We’re especially glad to hear that you felt supported throughout the process. Providing responsive, client-focused representation is a core part of how we approach every SEC, FINRA and DOJ investigation, whether it involves an SEC inquiry, Wells Notice or enforcement action. Your recommendation means a great deal to us. If you or others ever need assistance with SEC defense, we are always here to help.
Posted by anonymous | February 16, 2026 | Hired Attorney
Best in class
I have known David since before he was a lawyer and throughout his career. His skill set is off the chart. His judgment and integrity are top of the line. Hiring David is probably your best call in a long time
David Chase
Replied last May 03, 2026Thank you for sharing your experience and for your long-standing perspective on working with David. We’re grateful to hear your recognition of David’s legal skill, judgment, and integrity. Our firm is committed to providing clients with high-level representation in complex securities law matters, including SEC investigations, DOJ securities fraud grand jury investigations, and FINRA regulatory enforcement issues. It’s especially meaningful to know that his approach—combining strong legal analysis with sound judgment and practical guidance—has remained consistent throughout his career. We also place a strong emphasis on trust, professionalism, and client service, particularly in high-stakes federal securities matters where clarity and responsiveness are essential. We appreciate your recommendation and your confidence in David. Our team remains dedicated to serving clients who need experienced securities counsel and strategic SEC defense representation.
Posted by Alex | February 13, 2026 | Securities & Investment Fraud
Excellent SEC Defense Attorney
David Chase is an experienced and well respected SEC defense attorney. He is an expert in this area of the law and gets excellent results for his clients.
David Chase
Replied last May 03, 2026Thank you for taking the time to share your feedback. We appreciate your recognition of David’s experience in SEC defense and federal securities law matters. Our firm is dedicated to providing knowledgeable and strategic representation in complex securities matters, including SEC investigations, Wells Notifications, and grand jury securities fraud defense. We strive to combine deep subject-matter expertise with practical, results-oriented guidance tailored to each client’s situation. It’s always rewarding to hear when that approach is reflected in a client’s experience. Thank you again for your recommendation and support.
Posted by David | December 10, 2025 | Hired Attorney | Financial Markets and Services
Expert Guidance on FINRA Matters
David is an exceptional attorney whose deep knowledge of FINRA regulations and securities law is immediately apparent. He took the time to thoroughly understand my situation and provided clear, practical guidance that gave me a great deal of confidence moving forward. His professionalism, responsiven...
David Chase
Replied last May 03, 2026We appreciate your recognition of David’s deep understanding of FINRA regulations and federal securities law. Our firm is committed to providing clear, practical guidance in complex regulatory matters, including FINRA inquiries, SEC investigations, and white-collar securities fraud prosecutions. We’re glad to hear that David was able to take the time to fully understand your situation and provide the clarity and confidence needed to move forward. Delivering responsive communication and making complex regulatory frameworks understandable is a key part of how we serve clients facing securities and FINRA-related matters. Thank you again for your recommendation. We remain dedicated to providing experienced, trustworthy representation in SEC and FINRA defense matters.
Posted by Jeff | December 04, 2025 | Hired Attorney | Financial Markets and Services
Exceptional SEC and FINRA Counsel for Financial Advisors
David has been an invaluable resource throughout my career in financial planning. He has negotiated excellent outcomes for me, guided me through broker‑dealer transitions, and has always been available with clear, practical advice on the constantly changing FINRA, SEC, and broker‑dealer rules and r...
David Chase
Replied last May 03, 2026We’re grateful to hear that David has been able to serve as a consistent resource throughout your career in financial planning. Our firm focuses on providing strategic guidance and representation in complex regulatory matters involving the SEC, FINRA, and DOJ. It’s especially important to us that clients receive clear, practical advice in a regulatory environment that is constantly evolving. We’re glad David has been able to help you navigate those challenges and work toward favorable outcomes. We appreciate your recommendation and your confidence in David’s counsel. Our team remains committed to supporting professionals and firms facing SEC, FINRA, and securities industry high-stakes promissory note matters with experienced, responsive representation.
David R. Chase's Lawyer Endorsements
Scott Silver
Securities and investment fraud lawyer | Mar 14
Relationship: Worked together on matter
"David is one of the best SEC regulatory and defense attorneys I have had the pleasure of knowing. He brings experience and passion to every matter he handles. An Experienced SEC investigation lawyer and former SEC Prosecutor, with over 30 years of practice, I trust him with client referrals for any type of SEC or DOJ inquiry including allegations of insider trading, market manipulation or investment misconduct. A skilled strategist, David knows when to fight or when to negotiate to a client's satisfaction."
Andrea Jakob
Securities and investment fraud lawyer | Dec 01
Relationship: Fellow lawyer in community
"I fully endorse this lawyer."
"As a former securities regulator, I've had a few occasions to sit across the table from Mr. Chase in settlement negotiations, or at hearing. While our respective parties did not necessarily agree on everything, he zealously represented his clients, and did so with integrity and professionalism. Now, in private practice, I've also had the opportunity to work with Mr. Chase on the same side. My experience there has been the same, and he has continued to demonstrate his knowledge and professionalism. Based on my experiences, I'm pleased to recommend David Chase."
Gregg Goldfarb
Personal injury lawyer
Melanie Cherdack
Securities and investment fraud lawyer
Experience
Honors
2026
AV Preeminent Rated, Martindale-Hubbell
2025
Securities Litigation, SuperLawyers
2025
Band 1: Litigation: Securities, Chambers and Partners
2023
Top 10 Influential Florida Securities Lawyers, Business Today Lawyer Awards
2022
Securities Litigation, SuperLawyers
Work Experience
2003 - Present
Managing Partner, Law Firm of David R. Chase
1999 - 2003
Attorney, Sullivan Rivero & Chase
1998 - 1999
Special Assistant United States Attorney, US Attorney's Office Southern District of Florida
1995 - 1999
Senior Counsel - Enforcement Division, US Securities & Exchange Commission
1992 - 1995
Attorney, Greenberg Traurig
Associations
2023 - Present
The Anti-Fraud CoalitionMember
1999 - Present
The American Bar AssociationMember
1992 - Present
The Florida BarMember
Sample of Legal Cases
SEC v. Blake Cathey
Favorably resolved
SEC v. Neil Burkholtz, et. al.
Favorably resolved
Education
1992
University of Miami School of Law
JD - Juris Doctor
1988
Tulane University
English Literature
Speaking Engagements
2026
Offshore Alert Miami 2026
SEC Whistleblower Program
2026
4th Annual Financial Frauds Conference
SEC Enforcement Investigations
2025
Year End Fraud Event
SEC Frauds and SEC Whistleblower Program
2024
Offshore Alert
SEC Whistleblower Program
2023
Offshore Alert
SEC Whistleblower Program
Publications
2026
Law Firm of David R. Chase
The SEC’s ARTEMIS System: Why Insider Trading Investigations Are More Sophisticated Than Ever
2026
Law Firm of David R. Chase
Received an SEC Subpoena for Insider Trading? Your Next Steps
2026
2026
Law Firm of David R. Chase
Thinking Like the SEC Prosecutor: The Value of Your SEC Defense Lawyer’s Institutional Insider Perspective
2026
Law Firm of David R. Chase
SEC Relief Defendant: FAQs
2026
Law Firm of David R. Chase
Insider Trading Investigations: What Happens When the SEC or FBI Contacts You?
2026
2026
Law Firm of David R. Chase
Why Hiring a Former SEC Attorney is a Critical Advantage in Successfully Defending a SEC Investigation
2026
Law Firm of David R. Chase
Navigating the SEC’s New Wells Process – The Benefits and Traps for the Unwary
2026
Law Firm of David R. Chase
Former SEC Prosecutor Explains: What Really Happens During an SEC Insider Trading Investigation
2025
Law Firm of David R. Chase
Shadow Trading: The SEC's New Theory of Insider Trading
2025
Law Firm of David R. Chase
What Factors Does the SEC Consider in Evaluating an Insider Trading Case?
2025
2025
Law Firm of David R. Chase
Understanding The Basics of a SEC Investigation
2025
Portfolio Media (Law360)
The SEC Whistleblower Program A Year Into 2nd Trump Admin
2024
Law Firm of David R. Chase
How To Beat An Insider Trading Investigation
2023
HG.org Global Legal Resources
Choosing a SEC Defense Lawyer: Three Considerations
Languages
English
Activity
Legal Guides