Michael Patrick Shaw

Michael Patrick Shaw

5.0
Rating: 7.3

Licensed for 31 years

Business Lawyer at Baltimore, MD
Practice Areas: Business, Administrative Law, Contracts & Agreements, Securities & Investment Fraud

5219 Springlake Way, Baltimore, MD

About Michael

Biography

Practice Areas

4

Practice Areas

Administrative Law 25%

Represent licensees in regulatory inquiries, investigations, and disciplinary proceedings.

23 years | 26 cases

25%
Business 25%

Counsel business on business formation/dissolution, legal structure, registration/licensing, regulatory compliance, risk mitigation, and litigation.

32 years | 25 cases

25%
Contracts and Agreements 25%

Draft and negotiate agreements, and represent clients in arbitration and litigation involving breach of contract and other disputes.

32 years | 35 cases

25%
Securities and Investment Fraud 25%

Represent investors, broker-dealers and investment advisory firms regarding alleged securities law violations, and represent in disciplinary/enforcement and arbitration proceedings.

25 years | 30 cases

25%

Fees and Rates

Cost

Hourly Rates

$ 250-450 per hour


Payment Methods

  • Check
  • Credit Card

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Licenses

Licensed in District of Columbia for 13 years

State: District of Columbia

Acquired: 2012

Good Standing

No misconduct found

Licensed in Maryland for 31 years

State: Maryland

Acquired: 1994

Active

No misconduct found

Location

The Shaw Law Group, LLC

5219 Springlake Way, Baltimore, MD, 21212

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Michael Patrick Shaw's Reviews

Avvo Review Score

5.0 /5.0

3 Client Reviews

5 star (3)
4 star (0)
3 star (0)
2 star (0)
1 star (0)

Posted by Thomas | October 10, 2016 | Hired Attorney

This review is from a person who hired this attorney.

Instilled confidence

My wife and myself hired Mike Shaw after we had previously engaged a other attorney. We had lost confidence in him and felt as though his fees we more important than our problem. Mike was referred to me by one of my clients who spoke very highly of him. From the moment I first spoke with him, he inst...illed confidence in me that he was the right one to hire. I could sense his true honesty and professionalism just from the initial phone call. If we in the future are in need of legal services I would not hesitate to hire Mike again or refer him with confidence to others.

Posted by anonymous | September 19, 2016 | Consulted Attorney

This review is from a potential client who consulted with this attorney.

Excellent Help with CFP(R) Compliance Matters

Michael was extremely professional and knowledgeable in a variety of CFP(R) compliance matters. We would definitely consult with Michael again in the future and strongly recommend his experience and expertise

Posted by anonymous | September 12, 2016 | Hired Attorney

This review is from a person who hired this attorney.

Lawyer

Mr. Shaw is the best Lawyer I have ever dealt with he does everything he said he's going to do. He also kept me updated on how everything was going with each of my case. I would recommend him to anybody that need a lawyer.

See All Client Reviews

Michael Patrick Shaw's Lawyer Endorsements

Endorse Michael
Lee Carpenter headshot
Lee Carpenter

Business lawyer | Apr 20

Relationship: Co-worker

"Michael is an exceptionally effective attorney. He takes the time necessary to understand his clients' needs and draws on his years of experience to provide thoughtful guidance. It is always a pleasure to refer people to Michael because I know they will be well taken care of."

View All Endorsements
Lee Carpenter headshot
Lee Carpenter

Unknown lawyer

Experience

Rating:  7.3 (Very Good)

Honors

2006

President's Award, FINRA

2006

Certified Regulatory Compliance Professional (CRCP) designation, NASD Institute at Wharton

2003

Chartered Financial Consultant (ChFC) designation, The American College of Financial Services

1999

Chartered Life Underwriter (CLU) designation, The American College of Financial Services

Work Experience

2015 - Present

Principal, The Shaw Law Group, LLC

2015 - 2016

Managing Director, Oyster Consulting, LLC

2007 - 2014

Managing Director, and Corporate Secretary, Certified Financial Planner Board of Standards, Inc.

2000 - 2007

Director, Assistant Corporate Secretary, Financial Industry Regulatory Authority (Finra)

1997 - 2000

Counsel, Monumental Life Insurance Company

1994 - 1997

Attorney, Maryland Department of Human Resources

Associations

2015 - Present

National Society of Compliance Professionals

2012 - Present

District of Columbia Bar

2007 - Present

Society of Corporate Counsel and Ethics

1994 - Present

Maryland State Bar Association

2008 - 2009

St. Thomas More Society

President

2005 - 2006

Marquette University Alumni Association

President

Education

1993

Catholic University of America, Columbus School of Law

JD - Juris Doctor

1984

Marquette University

BS - Bachelor of Science

Publications

2016

National Society of Compliance Professional's July 2016 issue of "Currents" "The Challenge of Complying with Multiple and Differing Fiduciary Rules"

2015

Oyster Consulting blog "CFP(R) Fee-Only Guidance"

Languages

English

Avvo Rating

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