|NY||Due to reregister within 30 days of birthday||1986||07/11/2016|
|Award name||Grantor||Date granted|
|America's Leading Lawyers for Business,||N/A||2006|
|America's Leading Lawyers for Business||N/A||2005|
|America's Leading Lawyers for Business,||N/A||N/A|
|The Journal of Investment Consulting||“Portability of Investment Performance”||1998|
|Investment Lawyer||The Changing Shape of Closed-End Funds"||1998|
|Schwab Compliance Review||“SEC Issues Three New Releases||1997|
|Investment Lawyer||“SEC Adopts Rules Governing Federal and State Regulation of Advisers||1997|
|Investment Lawyer||The National Securities Markets Improvement Act of 1996||1997|
|Securities Regulation Law Journal||The National Securities Markets Improvement Act of 1996||1997|
|Investment Lawyer||“Recent SEC Staff Positions Concerning Fund Use of Other Account Performance||1996|
|Harvard Law School||N/A||N/A||N/A|
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