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Practice areas

Licensed

  1. Investment Fraud: 100%

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Contact info

U.S. Securities & Exchange Commission

100 F St NE
Washington, DC, 20549-2000

Resume

License
StateStatusAcquiredUpdated
DCActive 198607/05/2016
NYDue to reregister within 30 days of birthday 198607/11/2016
We have not found any instances of professional misconduct for this lawyer.
Avvo contributions
Legal answers
Awards
Award nameGrantorDate granted
America's Leading Lawyers for Business,N/A2006
America's Leading Lawyers for BusinessN/A2005
America's Leading Lawyers for Business,N/AN/A
Publications
Publication nameTitleDate
The Journal of Investment Consulting“Portability of Investment Performance”1998
Investment LawyerThe Changing Shape of Closed-End Funds"1998
Schwab Compliance Review“SEC Issues Three New Releases1997
Investment Lawyer“SEC Adopts Rules Governing Federal and State Regulation of Advisers1997
Investment LawyerThe National Securities Markets Improvement Act of 19961997
Securities Regulation Law JournalThe National Securities Markets Improvement Act of 19961997
Investment Lawyer“Recent SEC Staff Positions Concerning Fund Use of Other Account Performance1996
Education
School nameMajorDegreeGraduated
Harvard University Law SchoolN/AN/AN/A

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