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Pat S. Conti
About Pat
Biography
With 30 years experence as a former senior enforcement official at the SEC's Division of Enforcement in Washington, DC, in-house counsel with full-service investment banks, and in private practce, I zealously represent public companies, financial institutions, and their personnel in enforcement investigations by the SEC, FINRA, and state securities regulators, including administrative proceedings and federal court actions. Also represent parties in securities-related arbitration and litigation matters, and provide regulatory compliance and supervisory counseling .
Practice Areas
4
Practice Areas
Litigation
50%
40 years | 100 cases
Securities and Investment Fraud
30%
36 years | 50 cases
Administrative Law
10%
36 years | 10 cases
White Collar Crime
10%
40 years | 25 cases
Fees and Rates
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Chat withLicenses
Licensed in New York for 40 years
State: New York
Acquired: 1986
No misconduct found
Licensed in District of Columbia for 27 years
State: District of Columbia
Acquired: 1999
No misconduct found
Location
Law Offices of Pat S. Conti
5847 Potomac Avenue, NW, Washington, DC, 20016
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Experience
Work Experience
2011 - Present
Principal, Law offices of Pat S. Conti
2009 - 2011
Partner, Schulte Roth & Zabel, LLP
2005 - 2009
Partner, Mayer Brown, LLP
2001 - 2005
Partner, Crowell & Moring
1999 - 2001
Counsel, K & L Gates
1998 - 1999
Counsel, Crowell & Moring
1996 - 1998
Associate General Counsel, Paine Webber
1993 - 1996
Branch Chief, Enforcement, Securities & Exchange Commission
1990 - 1993
Senior Counsel, Enforcement, Securities & Exchange Commission
1986 - 1990
Associate, Litigation, Stroock & Stroock & Lavan
Education
1985
Brooklyn Law
JD - Juris Doctor
1982
New York University
BA - Bachelor of Arts
Languages
Italian