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About Diane
Practice Areas
1
Practice Area
Fees and Rates
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Chat withLicenses
Licensed in District of Columbia for 46 years
State: District of Columbia
Acquired: 1979
No misconduct found
Location
Law Offices of Diane E Ambler
1601 K St NW, Washington, DC, 20006-1682
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Experience
Work Experience
1997 - 2000
Adjunct Professor, Georgetown University School of Law, LL.M. Program
1978 - 1979
Law Clerk, Honorable Charles Clark, U.S. Court of Appeals for the Fifth Circuit
Associations
Federal Bar Association, Securities Law Committee, Executive Council
President
Mutual Fund Directors Forum, Executive Board
Member
Variable Insurance Products Committee, NASD
Member
Committee on Developments in Investment Services, American Bar Association, Section of Business Law
Chair
Executive Committee, ABA Retirement Funds
Member
Investment Committee, ABA Retirement Funds
Chair
1994 - 2004
American Bar Association, Business Law Section, Investment Companies and Investment Advisors SubcommitteeCo-Chair, Chair
Education
1978
Villanova University School of Law
JD - Juris Doctor
1971
University of Rochester
BA - Bachelor of Arts
Speaking Engagements
2007
K & L Gates Investment Management Breakfast Briefing
Fee-Based Brokerage: What to do Next?
Publications
2005
Investment Lawyer
Mutual Fund Governance: Clarifying the Role of Independent Directors
2005
Sarbanes-Oxley Act: Planning & Compliance
Book, co-author
2003
American Bar Association publication
Book, author
2003
Sarbanes-Oxley Planning and Compliance
Book, co-author
2002
Currents
The New Technologies of Customer Identification (Part 1)
2002
Currents
The New Technologies of Customer Identification (Part 2)
1999
The Business Lawyer
Roundtable on the Role of Independent Investment Company Directors: Issues for Independent Directors of Bank-Related Funds, Variable Insurance Product Funds, and Closed-End Funds
1998
Fund Action
Regulatory Talk
1998
Securities Practice and Electronic Technology
Investment Companies and Investment Advisers
1997
Insights: The Corporate & Securities Law Advisor
Developments Affecting Fund of Funds Structures, Variable Insurance Contract Pricing, and Fund Names
1997
The Business Lawyer
The Financing of Mutual Fund B Share Arrangements
1996
The Financial Revolution: Understanding the Changing Roles of Banks, Insurance Companies, and Mutual Funds
Bank Sales and Underwriting of Investment Products (Mutual Funds and Annuities)
1996
American Bar Association publication
Book, author
1996
Insights, The Corporate & Securities Law Advisor & Investment Lawyer
Participant Directed Defined Contribution Plans and Reliance on the Private Investment Company Exception
1995
Bank Investment Products Deskbook (Warren, Gorham & Lamont)
Book, author
1995
The Financial Services Regulatory Report
U.S. Supreme Court Rules National Banks May Broker Annuities
1995
Bankers Magazine
Developments Relating to Investment Companies, Banks, and Mutual Funds
1994
The Financial Services Regulatory Report
Insurance Companies, Banks, and Mutual Fund Complexes: Who, What, Where
1991
Insights: The Corporate & Securities Law Advisor
Lateral Hiring Conflicts