Arbitration Award Against Morgan Stanley Smith Barney, LLC
Apr 09, 2014OUTCOME: Award of $150,000 in compensatory damages.
Allegations of unsuitability of Variable Annuity 1035 Exchange.
Randall Charles Place's Legal Cases (8)
Bonita Springs, FL
Securities and investment fraud Lawyer at Bonita Springs, FL
Practice Areas: Securities & Investment Fraud, Financial Markets and Services
Arbitration Award Against UBS Financial Services, Inc.
Oct 04, 2011OUTCOME: Award of Damages of $248,874.41.
Award of $248,874.41 for Respondeat Superior Violation.
FINRA Arbitration Award Against Jessup & Lamont Securities Corp. and Empire Financial Group, Inc. et al.
Mar 19, 2010OUTCOME: $100,000 compensatory plus $40,000 punitive
Won $100,000 in compensatory damages and $40,000 punitive.
Arbitration Award Against Citigroup Global Markets, Inc.
May 03, 2008OUTCOME: win compensatory and punitive damages
Award of $44,865 plus interest and punitive damages of $50,000.
Arbitration Award Against Merill Lynch, Pierce, Fenner & Smith, Inc.
Jul 03, 2007OUTCOME: won compensatory and punitive damages
$90,000 in compensatory and $90,000 in punitive against firm.
Arbitration Award Against Edward Jones
Jun 30, 2006OUTCOME: won $143,157
Award of $143,157 in compensatory damages
Prudential Securities Inc. Arbitration Award
Apr 15, 2005OUTCOME: award of $1,720,685
won $1,720,685
Merrill Lynch Pierce Fenner Smith
Feb 17, 2005OUTCOME: won $130,000 in compensatory damages
Award of $130,000 in compensatory damages plus attorney's fees
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