Kenneth Alan Schlesinger

Kenneth Schlesinger leverages his encyclopedic knowledge of and extensive experience in securities and corporate law, initial public offerings, and all types of transactions to deliver cost-effective, practical results to clients.

Ken represents public and private companies in securities offerings, initial and secondary public offerings, mergers and acquisitions, asset and stock purchase transactions, and securities restructurings. He advises hedge and investment funds and placement agents on sophisticated equity and debt investments in public and private companies and their securities filings, including those under Sections 16 and 13 of the Securities Exchange Act of 1934 and their obligations under Rule 144 of the Securities Act of 1933. Additionally, underwriters and placement agents rely on Ken to represent them in public and private offerings, including uplistings, reverse mergers, and special purpose acquisition companies (SPACs). In fact, Ken served as company counsel on the first-ever SPAC.

Ken’s approach is thorough, client-focused, and efficient. A keen strategist, he leverages his extensive experience in securities law across a broad range of corporate issues. Ken regularly provides counsel on securities disclosures, compliance with SEC reporting and stock exchange requirements, corporate governance, investor relations matters, and negotiating and drafting acquisition, employment, stockholder, partnership, and operating agreements. Public companies, including in the healthcare, renewable energy, food services, biotechnology, and waste and recycling industries, all rely on Ken for his astute guidance and business acumen.