Spencer G. Feldman

A seasoned securities and capital markets lawyer, Spencer Feldman helps a diverse range of small caps, including many in today’s ever-expanding technology sector, access and secure the capital they need to launch and grow their businesses.

Armed with more than three decades of capital market experience, Spencer represents smaller publicly traded companies, and often underwriters and investment funds, in public and private securities offerings. He focuses primarily on IPOs but also represents clients in follow-on offerings, secondaries, shelf takedowns, confidentially marketed offerings, registered directs, ATMs, and PIPEs, as well as SPACs, and reverse public offerings. More recently, he has been counsel in Regulation A+ public offerings, Rule 506(c) publicly solicited placements, and Section 4(a)(6) crowdfunding transactions. He also provides his clients with day-to-day SEC compliance and filings guidance.

Many of Spencer’s clients are on the leading edge. They range from technology-driven small caps in the biotech, computer, Internet, and social media sectors, to the banks, financial institutions, underwriters, and investment funds that provide the growth capital these companies need.

Spencer has represented emerging technology ventures involved in electric vehicle charging, consumer financial technology, social media sponsorships, regenerative medical clinics, facial animation software, biopharmaceutical vaccines and diagnostics, and a wide variety of other clients. Recently, he represented the lead underwriter of a successful IPO providing working capital for a specialty pharmaceutical company focused on improving the outcomes of cancer patients treated with radiation therapy. Additionally, he played a key role in helping a leading operator/provider of electric vehicle charging equipment and services execute a $250 million stock offering that will fund future EV charging station deployment.

A highly regarded thought leader, Spencer has published in the Harvard Law School Forum on Corporate Governance and Insights, The Corporate & Securities Law Advisor, and the Columbia Law School’s blog on corporations and the capital markets. He also contributes regularly to Olshan’s Securities Law blog, focusing on SEC-registered public offerings and related disclosure issues.