Do I need to have clients sign a waiver freeing me of liability? Do I need to make disclaimers on my website?

If you give no specific advice as to how/where/what to invest, and you take a flat fee for your general advisory services (as opposed to...

What happens if I miss court from the U.S. SEC and leave the country?

I would need a little more clarity in order to give you a clear answer to your question. My guess is that since you wrote "subpoena," this is...

Based on the timing of this question, I assume you are an investor in the Nationwide Automated Systems case recently brought by the SEC. The...