R Scott Oswald’s Guides

R Scott Oswald

Washington Wrongful Termination Lawyer.

Contributor Level 7
  1. Financial Services Whistleblower Protection

    Written by attorney R Scott Oswald, about 4 years ago.

    What law protects whistleblowers in the financial services industry? Section 1057 of the Dodd-Frank Act prohibits consumer financial services providers from retaliating against an employee who report

    1 person found this Legal Guide helpful

  2. Commodity Futures, Options, and Derivatives Whistleblowers

    Written by attorney R Scott Oswald, about 4 years ago.

    Can a whistleblower recover a reward for disclosing fraud to the CFTC? Section 748 of the Dodd-Frank Act authorizes the CFTC to pay a reward to a whistleblower who voluntarily discloses original info

    1 person found this Legal Guide helpful

  3. SEC Whistleblowers

    Written by attorney R Scott Oswald, about 4 years ago.

    Can a whistleblower recover a reward for disclosing fraud to the SEC? Section 922 of the Dodd-Frank Act authorizes the SEC to pay a reward to a whistleblower who voluntarily discloses original inform

    3 people found this Legal Guide helpful

  4. Sarbanes-Oxley Act Whistleblower Retaliation Provision

    Written by attorney R Scott Oswald, about 4 years ago.

    In an attempt to restore investor confidence and deter securities fraud, Congress enacted the Sarbanes-Oxley Act of 2002 ("SOX"). Under Section 806 of SOX (http://www.sox-online.com/act_section_806.ht

    2 people found this Legal Guide helpful

202-261-2806