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R Scott Oswald
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R Scott Oswald’s Legal Guides

4 total

  • Financial Services Whistleblower Protection

    What law protects whistleblowers in the financial services industry? Section 1057 of the Dodd-Frank Act prohibits consumer financial services providers from retaliating against an employee who report

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  • Commodity Futures, Options, and Derivatives Whistleblowers

    Can a whistleblower recover a reward for disclosing fraud to the CFTC? Section 748 of the Dodd-Frank Act authorizes the CFTC to pay a reward to a whistleblower who voluntarily discloses original info

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  • SEC Whistleblowers

    Can a whistleblower recover a reward for disclosing fraud to the SEC? Section 922 of the Dodd-Frank Act authorizes the SEC to pay a reward to a whistleblower who voluntarily discloses original inform

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  • Sarbanes-Oxley Act Whistleblower Retaliation Provision

    In an attempt to restore investor confidence and deter securities fraud, Congress enacted the Sarbanes-Oxley Act of 2002 ("SOX"). Under Section 806 of SOX (http://www.sox-online.com/act_section_806.ht

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