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Christopher Hardy Lewis

Christopher Hardy Lewis

Practice areas:

Financial Markets and Services, Federal Regulation, Securities Offerings

About Me

Former partner in private practice now offering compliance consulting services to the investment management industry.  And answering random questions on Avvo as time and interest permit. I like cigars, feel free to send me some. Best.


Photos and Videos

318420 1354211655

Practice Areas

Licensed since 1998

  1. Financial Markets and Services: 50%
    20 years
  2. Securities Offerings: 25%
    20 years
  3. Federal Regulation: 25%
    20 years



Fixed (Always)

Payment Types:


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Contact Info

150 Broadway Rm 302
New York, NY, 10038



NYCurrently registered 200103/13/2015

Professional Misconduct

We have not found any instances of professional misconduct for this lawyer.

Avvo Contributions

Legal Answers


Award NameGrantorDate Granted
RecommendedLegal 5002003

Work Experience

TitleCompany NameDuration
General Counsel & DirectorAlaric Compliance Services, LLC2009 - Present


Association NamePosition NameDuration
NSCPN/A2011 - Present
Managed Funds AssociationN/A2009 - Present

Legal Cases

Case NameOutcome
SEC ExamNo further action (that's good).

See all Legal Cases 


Publication NameTitleDate
Global Securitization and Structured Finance 2005The Impact of Regulation AB and Securities Offering Reform on US Public ABS2005


School NameMajorDegreeGraduated
Coll of William & MaryN/AundergraduateN/A
Univ of Virginia SOLN/AlawN/A

Speaking Engagements

Conference NameTitleDate
SEC Investigation Response for Hedge Fund Managers: How to Prepare and Mistakes to AvoidSEC Investigations2012
The Harvard ClubShifting Landscape of the Regulatory Focus for Hedge Funds/Private Equity Funds2011
ASF Securitization InstituteABS/MBS Derivatives and Index Products - Concepts and Topics2008