I specialize in Securites Industry related Litigation and Securities Reglatory matters. I regularly practice before FINRA. I represent investors in disputes with Broker Dealers. I also represent Registered Representatives in FINRA investigatio...
Natalie Carlgren focuses her practice on corporate and securities transactions, including public and private offerings of debt and equity securities, securities law compliance, venture capital, mergers and acquisitions and general corporate law ma...
Evan M. Malloy represents a variety of publicly-traded and privately-held corporate clients in complex mergers and acquisitions, including negotiated acquisitions and divestitures and controlled auctions in the US and Canada. Mr. Malloy also regul...
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