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I am an attorney who concentrates on representing investors who lost money in investments, whether it was through neglient advice of an advisor, or through fraud and theft. While we primarily handle cases in FINRA (Financial Industry Regulatory A...
Practice areas: Financial Markets and Services, Securities & Investment Fraud, Arbitration, Wills & Living Wills, Corporate & Incorporation
Kevin Fay is in-house counsel at PACCAR Inc, a diversified, multinational, Fortune-500 company. It is one of the world's largest manufacturers of heavy-duty on- and off-road trucks, which are sold around the world under the Kenworth, Peterbilt and...
Practice areas: Financial Markets and Services, Contracts & Agreements, Construction & Development, Corporate & Incorporation, International Law
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Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.