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Review: “My company has worked with Lee for years. He has extensive experience in all corporate matters that have come up, from entity formation to complex investments to acquisitions. I would highly recommend him.”
Practice areas: Financial Markets and Services, Mergers & Acquisitions, Business, Corporate & Incorporation, Securities Offerings
Review: “Jim has provided legal support to me for more than a decade in both corporate and startup environments. I will use him again and would recommend him to anyone who needs practical legal support focused on solving business...
Practice areas: Financial Markets and Services, Contracts & Agreements, Business, Employment & Labor
Review: “I am in-house counsel with a major health insurance company and have used Betty DeLargy as outside counsel for many years. I would strongly recommend her; Betty has provided significant support with interpretations of s...
Practice areas: Financial Markets and Services, Health Care, Licensing, Insurance
Roland provides legal advice to businesses with respect to their formation, growth, and operations. In his practice, Roland has represented multi-billion dollar pension funds, both start-up and seasoned hedge fund and investment managers, consumer...
Practice areas: Financial Markets and Services, Business, Corporate & Incorporation, Limited Liability Company (LLC), Securities Offerings
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Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.