Review: “This attorney addresses the problem directly. He informs the client in a comprehensive way. He is professional and demonstrates thorough knowledge to the situation.”
Practice areas & skills: Financial Markets and Services, Litigation, Administrative Law, Business, Employment & Labor
Cliff Roe is the former Managing Partner of Dinsmore and Shohl LLP and the former Chairman of the Board of Directors, serving in those positions from 1997 to 2008. He is an honors graduate of Notre Dame Law School, where he was Note Editor of the ...
Practice areas & skills: Financial Markets and Services, Securities & Investment Fraud, Health Care, Mergers & Acquisitions, Corporate & Incorporation
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Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.