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Michael Burwick's career has taken him from his appointment as an Assistant Attorney General to the halls of the United States House of Representatives to law offices and board rooms from San Diego to Boston and from Maine to Miami. Prior to foun...
Practice areas: Financial Markets and Services, Securities Offerings, Tax, Business
As a former SEC lawyer and current FINRA arbitrator, Mr. Stephens’ legal practice forcuses on representing clients in binding securities arbitration before FINRA seeking to recover damages (compensatory and punitive) caused by improper stockbroker...
Practice areas: Financial Markets and Services, Arbitration, Securities & Investment Fraud
Olivia D. Liggio joined Liggio Law in 2016. Ms. Liggio provides advice and advocacy in all areas of complex insurance disputes, consumer protection, homeowner's insurance, personal injury litigation and fair debt credit collection. Prior to joini...
Practice areas: Financial Markets and Services, Car Accidents, Class Action, Insurance, Personal Injury
Allen Tomlinson is a Florida Bar Certified Business Litigation Attorney who represents clients in commercial loan workouts, foreclosures, lender liability claims, and contested bankruptcy proceedings, as well as construction, real estate and other...
Practice areas: Financial Markets and Services, Bankruptcy & Debt, Litigation
Represents investors nationwide in securities arbitration pursuing recovery of lost investment dollars due to negligence and misdeeds of brokerage firms and brokers. Secondarily represents brokers in employment, promissory note, and regulatory ma...
Practice areas: Financial Markets and Services, Securities & Investment Fraud, Employment & Labor
Ben Alexander, a firm shareholder, is a member of the firm's Real Estate, Business and Corporate, Agricultural Law and Private Client Services practice groups. Mr. Alexander has performed sophisticated legal transactions for a broad range of clien...
Practice areas: Financial Markets and Services, Business, Agriculture, Real Estate
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Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.