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Admissions: United States Supreme Court United States Court of Appeals for the Ninth Circuit United States District Court, Central District of California United States District Court, Eastern District of California United States District Cour...
Practice areas: Financial Markets and Services, Appeals, Class Action, Communications & Media
Review: “David is very solid and talented lawyer representing Internet/new media companies. He helped us (local consumer Internet company) with a major ($60M) venture capital financing round in 2014, and we were very happy with h...
Practice areas: Financial Markets and Services, Mergers & Acquisitions, Corporate & Incorporation, Venture Capital, Intellectual Property
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Financial markets, like NASDAQ, serve as clearing houses for stock sales and trades of publicly owned corporations. The financial markets and services industry is carefully regulated because there is a large volume of daily transactions, with substantial amounts of money involved. Ample room exists for system abuses and simple human error. Financial markets and services attorneys assist in stockholder and investor lawsuits, securities-related class actions, regulatory investigations and enforcement actions, private proceedings, broker-dealer claims, and actions involving tender offers and proxy contests. If you own stock in a publicly held company and have a concern or issue, a lawyer with a background in financial markets and services will be able to advise you.