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Katherine Vessenes is pleased to join the Saliterman and Siefferman team of “of counsel” attorneys. Nationally known as an expert on the legal and ethical issues of financial advisors, Katherine has written three books for the securities industry ...
Practice areas: Ethics & Professional Responsibility, Financial Markets and Services, Business, Estate Planning
Professional responsibility rules govern the ethical standards of licensed professionals such as attorneys and doctors. Such professionals may be disciplined for bad conduct, like mismanaging a case or mishandling a client's money. Ethics lawyers, also called professional responsibility lawyers, are experts in these rules and can help both professionals and the public understand if a professional’s licensing obligations have been met.