The act of giving
N/AOUTCOME: Resolved in favor of investors.
Resolved matter in favor of investors who were fraudulently led to believe they were contributing to a charitable organization by their financial advisor.
Joseph Starr's Legal Cases (4)
Mt. Holly, NC
Securities and investment fraud Lawyer at Mt. Holly, NC
Practice Areas: Securities & Investment Fraud, Immigration
Listen to me!
N/AOUTCOME: Resolved in favor of investor.
Financial advisor failed to adhere to the investment instructions of her client. As a result, the client missed out on an important investment opportunity and the gain in value when the stock price inc ... reased in the market. Client was reimbursed for the missed opportunity and the stock was purchased for the client with the original request date.
To much of anything is never good.
N/AOUTCOME: Resolved in favor of investor.
Financial representative purchased numerous annuities for an elderly client and overly concentrated her in these positions. These investments were not suitable for her investment goals at her age. The ... advisor made excessive commissions off these purchases that were not in the best interest of the elderly investor. The investor was released from these annuities without incurring the surrender charges. The investor was also compensated for the gains that she would have made had her account been invested correctly.
REITS! REITS! REITS!
N/AOUTCOME: Resolved in favor of investors.
Advisor invested several clients into multiple REITS (Real Estate Investment Trusts) assets that were not suitable for the investors. These REITs stopped paying the investors dividends and tumbled in v ... alue resulting in major losses to the clients in their purchase value. Clients were compensated for the losses and allowed to terminate the REITs.
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