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About Holly
Practice Areas
2
Practice Areas
Fees and Rates
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Chat withLicenses
Licensed in District of Columbia for 43 years
State: District of Columbia
Acquired: 1982
No misconduct found
Location
Sutherland Asbill & Brennan LLP ATTORNEYS AT LAW
1275 Pennsylvania Avenue N West, Washington, DC, 20004
Law Offices of Holly H Smith
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Experience
Associations
District of Columbia Bar
Member
Education
1982
Catholic University of America, School of Law
JD - Juris Doctor
1979
Georgetown University
BA - Bachelor of Arts
Publications
2005
Regulation and Distribution of Variable Insurance Products
The NASD Examination and Disciplinary Program
2004
National Society of Compliance Professionals
Integrating Compliance into Management: New Rules Force the Issue for Broker-Dealers, Investment Companies and Investment Advisers
2004
Library Broker Dealer Regulation
SEC and SRO Inspections,”