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About David
Biography
Proven leader, manager and senior mutual fund attorney with over 19 years of 1940 Act experience. Throughout my career, I have passionately worked to solve legal problems that meet my client's business goals. During the past 19 years, I have worked extensively on all phases of mutual funds from their creation, organization, exemptive relief, registration, and liquidation/merger. I am extremely comfortable in the board room and serve as secretary, chief legal officer, code of ethics compliance and AML officer for many mutual fund families. During my career, I have created many mutual fund complexes including master-feeder structures, fund of hedge funds, liquid alt-multi-manager funds and ETFs. I thrive in consulting/sales and enjoy helping clients design their investment pool products. I have managed people most of my 19 years and enjoy teaching and mentoring younger attorneys and paralegals. I am a relational leader who is very comfortable working with upper-management, clients and their boards. I bring passion, energy and humor to all my teams, projects and client relationships.
Practice Areas
1
Practice Area
Fees and Rates
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Chat withLicenses
Licensed in New York for 29 years
State: New York
Acquired: 1996
No misconduct found
Licensed in Massachusetts for 29 years
State: Massachusetts
Acquired: 1996
No misconduct found
Location
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Experience
Work Experience
2009 - 2018
Managing Director and Managing Counsel, State Street Bank & Trust Company
2006 - 2009
Vice President and Counsel, PNC
Education
N/A
Ohio Northern University - Claude W. Pettit College of Law
Publications
1994
4 O.N.J. PHARMACY & L. 175 (1994)
International Human Rights Arguments for RU-486
Languages
English
Activity
Legal Answers
Legal Answers
Q&A
Gas bill never recieved one?
09 Jan 2018
Q&A
Can I get emergency power of attorney over my mother, she is mentally incapacitated from a medical issue?
29 Dec 2017
Q&A
Mechanic unable to fix my car and avoid to update me and communicate with me via call, I’lol be charged for unauthrized repair.
23 Dec 2017