Can I file a complaint against series 7 stock broker's errors and omission insurance for inadequate due diligence?

Unfortunately, you probably will not be able to recover your losses, for two reasons. The first reason is that E&O (or errors and omissions)...

Stock broker liquidated trading positions in account based on inaccurate information. What are the options to file a lawsuit?

Margin call cases can be challenging. Generally, brokerage agreements give your broker-dealer very broad discretion in exercising margin calls....

Invested in a company as a silent partner 5 years ago, how do I stake my claim?

First, the good news: it looks like your investment paid off! While you may have difficulty staking your claim, there are many more investors who...

Can you sue your financial advisor?

The short answer to your question is probably, but more information is needed to be sure. To answer your question in more detail, an attorney...

Large employer (1500+ people) is failing to withhold FICA payroll taxes for several employees.

It sounds like what you're dealing with is a potential "qui tam" action. These are generally complex cases that might scare off lawyers who aren't...

What are possible outcomes for common stock shareholders when a publicly traded company files Chapter 11?

It is possible for shareholders to survive a bankruptcy by providing "new value" to the reorganized company, but generally common shareholders are...

I invested in a REIT eight years ago. It crashed - they now say we can't pull our money out - can they do that?

I believe a class action against Behringer has already been filed. You may have a good claim against your financial planner too. The limitations...

DO I NEED SECURITY ATTORNEY FOR UNREGISTERED SECURITY INVESTMENT violations of the federal securities laws,

I would add to Dana's answer that if your issue involves the purchase of securities in 1995 and 1996, any claim you might have is very likely...

I own shares of stock in a private Oklahoma company.

Generally, shareholders have non-waivable, statutory rights to: 1) obtain important books and records of the company; 2) attend shareholder...

I applaud you for reaching out for legal counsel on this difficult issue. Many investors in your situation wait too long to get an attorney's...