I'm a law student finding it exceedingly hard (ahem--too hard) to find out how to file an arbitration claim against Sprint?

The terms of dispute resolution in your account agreement may have some additional steps - such as sending a notice of dispute to a particular...

While these are recent events, keep in mind that there are time limits (statutes of limitation) to file legal claims and your communications with...

Is my broker a fiduciary?

This is a good question - investors are understandably confused by the current different standards relating to duties to a client for SEC-...

My IRA account went from $415000 in 2008 t0 $416000 in 2014..I had asked for safe investments.but this seems way off

It could be well worth your time to get a free consultation from one or several securities attorneys familiar with representing investors in...

Is it currently legal to raise investment dollars via crowdfunding or do I have to wait for the SEC in regards to the JOBS Act?

Crowdfunding is more than a tricky area with steep penalties for securities law violations. If you are thinking about initiating an offering,...

I invested in a REIT eight years ago. It crashed - they now say we can't pull our money out - can they do that?

It's likely correct that you can't pull your investment out at this time. Behringer Harvard REIT I (now known as TIER REIT) is a non-publicly...

Many good responses here and I'm sorry for your very stressful situation. A plaintiff's attorney (or in arbitration, claimant's attorney)...

Are you trying to get your name entirely removed from BrokerCheck, or just expungement of the customer complaint? If you've been registered with...

I wire transfer $20000 to binary option trader, can not withdraw now. no email answer, no phone call pick up, seems disappear

Usually the best chance of getting your money back after a fraudulent scam is through a civil action, and a securities attorney can review whether...

I owe my dad a lot of money and would like to transfer all my stocks to his name. How can I do this?

The first huge question that no one has raised - are you talking about publicly traded stock, or shares in non-traded companies? You would...