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About Thao
Practice Areas
Fees and Rates
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Chat withLicenses
Licensed in California for 27 years
State: California
Acquired: 1998
No misconduct found
Licensed in District of Columbia for 18 years
State: District of Columbia
Acquired: 2007
No misconduct found
Location
Reed Smith
Two Embarcadero Center, Suite 2000, San Francisco, CA, 94111-3922
Law Offices of Thao H Ngo
2 Embarcadero Ctr Fl 20, San Francisco, CA, 94111-3922
Reed Smith LLP
101 2nd St Ste 1800, San Francisco, CA, 94105-3659
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Experience
Associations
American Bar Association
Member
Bar Association of San Francisco
Member
Education
1997
University of San Francisco School of Law
JD - Juris Doctor
1994
University of San Francisco
M.B.A.
1989
University of Texas at Austin
BA - Bachelor of Arts
Speaking Engagements
2006
6th Annual Investment Adviser Compliance Forum West, San Francisco
Website Compliance Issues
2006
Marketing & Advertising Compliance Forum, New York City
Website and Internet Compliance Issues
2006
2nd Annual IA Compliance Seminar & SEC Audit Survival Guide, New York City
Sales Practices and Licensing Issues — Performance Advertising
2006
Financial Research Associates, Hedge Funds 101 & 102, New York City
Pre-Conference Workshop — Hedge Fund Basics and Essentials
2006
National Regulatory Services, Federal, State and SRO Securities Regulation: The Cornerstone of Compliance, San Francisco
Overview of Securities Exchange Act of 1934 and Implications for Investment Advisers
2006
National Regulatory Services, Federal, State and SRO Securities Regulation: The Cornerstone of Compliance, San Francisco
Overview of Securities Act of 1933 and Implications for Investment Advisers
2006
4th Annual Investment Adviser Compliance Forum
SEC Guidance: How an Exam is Performed and How to Prepare
2006
Financial Research Associates, Hedge Funds 101 & 102, New York City
Pre-Conference Workshop — Hedge Fund Basics and Essentials
2005
Schwab Webcast, San Francisco
Trading Issues Affecting Registered Investment Advisers
2005
Reed Smith Seminar, San Francisco
What You Need to Know About the New Hedge Fund Rule
Languages
Vietnamese