We have not found any cost information for this lawyer
Stephen P. Wilkes
About Stephen
Biography
Over 25 years legal practice involving Investment Management, Employee Benefits, Securities, Tax, Executive Compensation, SEC, DOL, IRS, FINRA, OCC, FDIC, Broker Dealers, Registered Investment Advisers, Financial Institutions, Legislation, Insurance Companies, Fiduciary Transactions, Regulatory Compliance, ERISA, Investment Advisers Act, Securities Exchange Act, Investment Company Act, Private Equity, Fund Formation, Hedge Funds, Investment Vehicles, Collective Investment Vehicles, Regulatory Compliance
Specialties: ERISA and Securities Law regulation of qualified retirement plan products and services, and related investment advisory and broker dealer issues.
Practice Areas
Fees and Rates
Looking for an attorney? Avvo can help.
Search our directory
Quickly connect with top attorneys through our legal directory to get help with your legal issue.
Avvo's live chat agents can help coordinate a consultation with a local attorney.
Chat with a live agent who can match you with the right attorney for your legal needs.
Chat withLicenses
Licensed in California for 16 years
State: California
Acquired: 2010
No misconduct found
Licensed in Texas for 40 years
State: Texas
Acquired: 1985
No misconduct found
Licensed in New York for 42 years
State: New York
Acquired: 1984
No misconduct found
Licensed in Massachusetts for 44 years
State: Massachusetts
Acquired: 1981
No misconduct found
Location
The Wagner Law Group
315 Montgomery St Ste 904, San Francisco, CA, 94104-1821
The Wagner Law Group A Professional Corporation
125 High St. Oliver Street Tower, 5th Floor, Boston, MA, 02110
Ad
Transform legal challenges into solutions.
Connect now to review your situation.
Stephen P. Wilkes's Reviews
Avvo Review Score
Not Yet Reviewed
Stephen P. Wilkes's Lawyer Endorsements
No Endorsement Data Available Yet
This attorney hasn't received any attorney endorsements recently on Avvo.
No Endorsement Data Available Yet
This attorney hasn't created any attorney endorsements recently on Avvo.
Experience
Work Experience
2012 - Present
Of Counsel, The Wagner Law Group, A Professional Corporation, San Francisco
1900 - Present
Partner, The Wagner Law Group A Professional Corporation
2008 - 2012
Attorney, Drinker, Biddle & Reath LLC, San Francisco
2006 - 2008
Senior Counsel, Financial Engines, Inc., Palo Alto
2004 - 2006
ERISA Consulting, Stephen P. Wilkes, San Francisco
2002 - 2004
ERISA, Securities and retirement/compensation services, Merrill Lynch, San Francisco
1997 - 2001
Assistant General Counsel, The LTV Corporation (NYSE), Cleveland
1993 - 1997
General Counsel, Merchants Suisse Inc., New York
1991 - 1993
Partner (Employee Benefits Practice), Hughes and Luce, Dallas
1983 - 1991
Associate, Partner (Employee Benefits Practice), Winstead, Sechrest & Minick, Dallas
1980 - 1983
Associate (Tax Practice), Gordon Hurwitz, New York
Associations
American Bar Association
Member
Western Pension Benefit Conference, San Francisco
Planning Committee, Membership Committee
JCC Marin
Board Member
San Francisco YMCA
Board Member
Education
1980
Emory University School of Law
Doctor of Jurisprudence/Juris Doctor (J.D.)
1976
University of Rhode Island
BA - Bachelor of Arts
N/A
Emory University
MBA
Speaking Engagements
2015
Investment Management Law Webinar
2015 Regulatory Kickoff for Investment Advisers and Broker Dealers
2015
Investment Management Law Webinar
Performance Advertising Issues for Investment Advisers
2015
Employment Law Webinar
Your Independent Contractors Are Not Who You Think They Are: Employee Status Matters
2014
ERISA Webinar
ERISA Whistle Blowers - Pension Risk Matters
2014
ERISA Webinar
A Full View of CIF: Securities Law, Banking & ERISA
2014
ERISA Webinar
More on SEC and FINRA Developments
2014
ERISA Webinar
Trending Topics for Registered Investment Advisors
2014
ERISA Webinar
Hot Topics for Advisors and Plan Sponsors
2014
2014
ERISA Webinar
Service Agreements with Plans: An In-Depth Analysis
2014
2014
ERISA Webinar
Section 457(f): Planning for Your Non-Profit Clients
2014
ERISA Webinar
Use of Social Media: Should We Worry about ERISA?
2013
ERISA Webinar
Should You have a Formal ERISA Compliance Policy?
N/A
Yale Club
Speaker
N/A
Western Pension Benefit Conference
Speaker
N/A
Texas Society of CPA’s
Speaker
N/A
SEC Regional Conference
Speaker
N/A
Natixis
Speaker
N/A
Loring Ward Financial Services
Speaker
N/A
LIMRA
Speaker
N/A
JP Morgan
Speaker
N/A
Harvard Club
Speaker
N/A
Goldman Sachs
Speaker
N/A
FINRA Roundtable
Speaker
N/A
CFA Society of San Francisco
Speaker
N/A
Black Rock
Speaker
N/A
American Bar Association
Speaker
Publications
N/A
The Business Lawyer
Editor and Contributing Author to “Roadmap to Executive Compensation”
Languages
English