I am a seasoned attorney who has experienced securities litigation and arbitration from virtually every perspective for the last 30 years, as a clerk to two federal judges, as a FINRA arbitrator, as an SEC enforcement attorney, as general counsel to a large independent broker-dealer and in private practice as trial counsel to various broker-dealers and registered representatives. My securities and trial background make me uniquely qualified to handle a variety of securities related issues.
I work as a Partner in Evans & Kob, PC. Evans & Kob is a full service corporate and securities firm serving the diverse needs of the financial services industry from the boardroom to the courtroom. We are dedicated to providing experienced and strategic legal counsel to help clients manage risk, structure transactions, protect and maximize opportunities, pursue remedies, resolve disputes and advance their business.
|REISA 2013 Annual Conference||“Going to Hearing: Developments in Arbitration”||2013|
|DFPG Annual Compliance Conference,||“Law and Compliance Update”||2013|
|REISA 2012 Spring Symposium||“Arbitration 101”||2012|
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