Both GWG "L" Bonds and GPB entities were marketed widely by networks of small brokerage firms and investment advisors. We are currently...

The previous lawyer's response is spot on. Neither he nor I want to be seen as soliciting to hire one of the two of us, but we both strongly urge...

H D Vest has been around for longer than the 30+ years I have been representing investors in matters against brokerage firms. They were an...

Is there any way to go on line and print discovery packet

Assuming you are referring to the FINRA Discovery Guide, which has lists/categories of documents parties to a securities arbitration before FINRA...

Can we get a letter written to our previous brokerage firm to ask for an internal review of our account while it was with them?

Absolutely you can request an internal review. The question is, for what purpose?? If it is to seek financial redress for the horrible under...

Your "lawsuit" will actually be filed as a FINRA arbitration claim. Assuming you that your "financial consultant" registered with a securities...

I was approached by my neighbor a few years back to invest money for him and his friends. He gave me 120k dollars.

I concur with Attorney Zusman's response. As to your potential criminal or civil exposure, there are implications which depend upon your status as...

I have to begin by repeating a lawyer's common, but necessary response: It depends! First thing I would recommend is notify your CPA and provide...

I am trying to find the case opinion for In re Jones, 77 R. 541, 551 n. 9 (N.D. Tex. 1987). I am representing myself. No $

As a securities attorney, I have access to a number of databases, but was unable to find the case you are looking for. The case citation is...

Is this company a Sweepstakes Fraud?. " Data Group Sweepstakes Commission" Ph.# 1-514-562-4364.

I agree completely with Mr. Cornish. This sounds and smells like a classic scam, of which there are numerous variations now proliferating across...