One has legal recourse when material facts are misrepresented. The forum where the case is brought could have a significant impact on the outcome...

Every case is different so chances of recovery vary case to case. Regarding FINRA, in my experience, it is cheaper than court. Usually, there are...

I do not want to repeat information which other attorneys posted. Collectibility is always an issue in cases like this. The underlying...

FINRA Rule 2080 governs expungements. According to FINRA, the factors for expungement are as follows: (1) The claim, allegation, or information...

It is up to each state to determine registration. Some states may approve someone while another state may not. I cannot comment on your specific...

Does OR mean you don't have to go back to court and charges are dismissed

OR means "own recognizance." This typically means one is not incarcerated in jail until the next court date. Normally, if the defendant appears to...

Statute of limitations and rules of eligibility may impact your ability to bring a claim. Many brokerage firms require customers to sign an...

I need someone that handles broker fraud

Get a copy of your statements and confirmations. Feel free to contact me for a free consultation.

Who is Accredited investor?

Under the Securities Act of 1933, a company that offers or sells its securities must register the securities with the SEC or find an exemption from...