Whoa! You may have a serious problem. "Guaranteed'?!? You better have a lawyer check that representation, especially if you are aware of market...

How do I redeem old stock certificates thats sixty years old?

Start by looking on the certificate for the name of the Transfer Agent, often a bank. If that bank is still in existence, contact the Stock...

DO I HAVE A CASE AGAINST BANK OF AMERICA?

You may have a case, and you should speak to a lawyer who practices FINRA arbitration as a specialty. Recently, I saw a report from FINRA that a...

Can I sue my broker for selling me risky stocks?

Your friend was trying to tell you that the stocks yuo received were volatile, and probably more suitable for someone wanting to take risks. If...

Your proper approach differs depending on the status of this person. Is he an agent for someone else, where the principal can be sued for any...

You are really asking two different questions: (1) when do the arbitration rules require an exchange of documents; and (2) as a tactical...

Under the Federal Arbitration Act, only a federal court is granted jurisdiction to confirm, modify or vacate an award that is rendered under the...

Can an arbitrator confirm, modify and/or vacate the Award of another arbitrator under the Federal Arbitration Act?

Under the Federal Arbitration Act, only a federal court is granted jurisdiction to confirm, modify or vacate an award that is rendered under the...

As a matter of law, can an arbitrator confirm, modify and/or vacate the Award of another arbitrator under the FAA?

Under the Federal Arbitration Act, only a federal court is granted jurisdiction to confirm, modify or vacate an award that is rendered under the...

As a matter of law, can an arbitrator confirm, modify and/or vacate the Award of another arbitrator under the FAA?

Under the Federal Arbitration Act, only a federal court is granted jurisdiction to confirm, modify or vacate an award that is rendered under the...