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About Nicolas
Practice Areas
3
Practice Areas
Fees and Rates
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Chat withLicenses
Licensed in District of Columbia for 16 years
State: District of Columbia
Acquired: 2009
No misconduct found
Licensed in California for 32 years
State: California
Acquired: 1993
No misconduct found
Location
DLA Piper US LLP
1999 Avenue Of The Stars Fourth Floor, Los Angeles, CA, 90067
Law Offices of Nicolas Morgan
515 S Flower St Fl 25, Los Angeles, CA, 90071-2228
Investor Choice Advocates Network
453 S Spring St Ste 400, Los Angeles, CA, 90013-2074
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Experience
Education
1993
University of California at Davis School of Law
JD - Juris Doctor
1989
University of California - Los Angeles
BA - Bachelor of Arts
Speaking Engagements
2006
Unknown
The PIPEs Conference 2006, White Collar, Regulatory Agency and Civil Litigation Issues Relating to PIPE Transactions
2006
American Conference Institute's Hedge Fund Forum
Staying Compliant With the SEC
2006
Securities Industry Association's Hedge Funds and Alternative Investment Conference
Hedge Funds and SEC Enforcement
2006
The Directors Roundtable
Enron, Worldcom & Disney: The Revolution in Duties and Liability Beyond Sarbanes-Oxley
2006
LRN Knowledge Forum 2006
Breaking News …The Latest on SEC Enforcement
2002
Practising Law Institute’s Advanced Corporate Compliance Workshop
Hot Issues: Trouble in the Cookie Jar: Does Your Compliance Program Match SEC Compliance & Enforcement Initiatives?
2002
State Bar of Arizona Annual Convention
Securities Regulation Update
Publications
2007
How Will CFOs Fare in SEC Options Backdating Cases?
How Will CFOs Fare in SEC Options Backdating Cases?
2007
SEC Rings in 2007 with Three-Pronged Assault on Hedge Funds and PIPEs
SEC Rings in 2007 with Three-Pronged Assault on Hedge Funds and PIPEs
2005
Feds Ambiguous on State Role in Regulating Hedge Fund Industry
Feds Ambiguous on State Role in Regulating Hedge Fund Industry
2005
The SEC's Increasing Use of Registration Revocation and Best Responses
The SEC's Increasing Use of Registration Revocation and Best Responses