16 members to form an partnership LLC to invest on real estate property. The general partner took all property .

You should heed the comments here and hire counsel immediately to enforce your rights in an appropriate court. However, the securities regulators...

Can a company based in Florida allow a convicted felon to be head of Treasury for 15 years? Any SEC or other violations?

You will need to consult with a securities litigator to discuss how the SEC's "bad actor" provisions apply to this company, in addition to any...

I invested in a CDO and want to sue the person who sold me the deal.

You're likely looking at arbitrating this matter before a panel of FINRA arbitrators in Denver, unless you are an institutional investor with...

I invested money with a friend in a company that he had ownership in, my 18k seems to have disappear & my contract not honored?

You will need to hire an attorney not only to ascertain your litigation options, but also to communicate on your behalf to the Minnesota securities...

Can I sue the Memphis Downtown Commission?

The person likely in charge of signs and the like for MDC is: Debra Streeter, Manager of Public Safety, [email protected] (901)...

I will be submitting an application to FINRA in CA and want to see what my chances are concerning my criminal background.

The main issue here is whether FINRA will deem these matters as such that your character does not warrant registration. Assuming you have...

Can I include promissory notes in bankruptcy? These notes were for investments but they did not work out. I read I could...

Bankruptcy will not provide any protection from action by a securities regulator. They will appear in your bankruptcy proceeding and file an...

I obtained funds from someone via a 5 month promissory note. The investment did not work out. Did I violate any SEC/criminal law

More facts will be needed to address what your exposure is. But in sum, Florida is a tough state when it comes to people offering unregistered...

Fraudster took our money - is USURY a total defense or can we still sue him to recover our principal investment?

Whatever this fraudster has been telling you, whether it be legal advice or otherwise, is nonsense. You need to act and act quickly to get the...

FINRA and member firms consider "compromises with creditors" to include workouts on accounts without judicial intervention for purposes of Question...