Much will depend on the status of your LLC as "accredited" either in the US or in the home jurisdiction of the target investment. If you're not...

I'm just wondering if I qualify for regulation S in SEC regulations.

Regulation S and EB-5 are minefields. The Reg S exemption has to be claimed by the issuer, not the purchaser. And that means if there is one...

What usual protections or options clients have to consider against an insurance company that offers financial services too?

You will need an attorney not only to deal with potential losses, but also (a) to complain to the insurance company itself about the rep's inaction...

You should contact an attorney to assist you in recovering your losses and also filing a complaint with Texas securities regulators. If your...

I was convicted of a false information misdemeanor charge back in 2009. Will this prevent me from being registered with FINRA?

You have received good answers here. In these matters, the lie is always worse than the truth. You can be barred from the industry for making...

We've become involved in an investment, where full disclosure was not provided.

Currency trading scams are all over the internet. You should contact a securities/commodities litigator to review whatever documents you have to...

FINRA securities law question: I was terminated from a wire house May 1 2015 reason allegation i mishandled client documents

Much will depend on the language on your Form U5 and whether you've taken enough care to negotiate language and separation to permit you to get...

Question 14B(1)(a) deals with disclosures of misdemeanors. Your answer will depend on whether the misdemeanor is encompassed within this question's...

Do I have any recourse after broker took my money; TitanTrade located in London.

Trading binary options in the US is illegal. How these people got to you will determine whether you can succeed in getting your money back. You...

For a securities Lawyer Preferably with knowledge Regulation S trades

I think one issue you need to consider is that the rescission obligation will likely be upon the issuer, rather than an intermediary such as...