How much are attorney costs for SEC Form D and Blue Sky?
You're an attorney running your own company, issuing securities, asking a question under the "public finance" section? I don't know if anyone will...
Jackson, WY
Securities and investment fraud Lawyer at Jackson, WY
Practice Areas: Securities & Investment Fraud, Business ... +6 more
You're an attorney running your own company, issuing securities, asking a question under the "public finance" section? I don't know if anyone will...
You have not only b/d issues but likely RIA issues depending on the nature of your business and assets under management. Some states have...
If you're asking for investment advice, you're in the wrong place. If you're looking to run a company to broker and sell binary options, you will...
Your question is hard to understand given what you have represented. However, I am aware of certain microcap companies who have essentially run a...
You should contact the TN Dep't of Labor and file a complaint for unpaid wages. You can likely sue them in court in Nashville, but it appears that...
You have a complicated fact pattern, which is heightened by the fact that you have an arbitration agreement. Not knowing what forum you've chosen...
Much will depend on the length of the non-compete and whether a court or arbitrator finds it reasonable under the circumstances. There appear to...
I am not licensed in Texas, but I do recall that Texas is one of the few states that does NOT have a de minimis exception for brokers and advisors....
What you do and cannot do will likely be governed by the number and amount of investment in the entity, as well as your intended marketing...
You are going to need to form the proper structure required by the NFA and the CFTC, and likely will need to obtain proper licensing. Anyone...