As a fundraising consultant, is it legal to charge a success fee to an overseas startup raising capital in the US?
Robert's answer
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Answered on May 16, 2020
A very complicated question that will depend on the type of offering and a number of other factors, including whether you intend to be paid in the...
Can I file a lawsuit against different websites for promoting a scam?
Robert's answer
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Answered on May 16, 2020
There may be Consumer protection law claims available, but most of these ads on pop ups are likely through a service tracking your web activity. ...
Is it illegal for someone raise investment money, promoting oneself while lying about where they went to college?
Robert's answer
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Answered on May 16, 2020
It could be material if an investor would reply upon the information in making a decision. If you believe this person is intentionally...
IMMIGRATION LAWYER- EB 5 VISA
Robert's answer
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Answered on April 26, 2020
The answer rests within your offering documents. In an older EB-5 transaction, the loan to equity structure was generally such that the loan would...
What are options for investors to get their money back from a company if they are proven fradulent?
Robert's answer
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Answered on April 26, 2020
There may well be other actors involved in this fraud with whom you interacted that may provide some avenues of relief. If a broker sold this...
Do I need to form an LLC for my friends and I to participate in a Series A round?
Robert's answer
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Answered on April 26, 2020
Much will depend on the domicile of the VC offering and offering exemptions that may be apply. If you are not accredited investors, one must...
Archived
Real Estate Fraud and I want to Bring a Lawsuit agains another Party.
Robert's answer
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Answered on April 26, 2020
Your question raises many issues. Registration of the investment and the company, the request that you invest and how the money was actually...
Can I sue Robinhood for selling my options at their lowest prices when I have negative account balance?
Robert's answer
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Answered on April 11, 2020
You need to pay debits in your account. Otherwise the broker-dealer may need to liquidate your account if you haven't sent in money. Review your...
What are the legal risks of structuring an LLC that onboards clients through POA to grant discretionary trading authority?
Robert's answer
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Answered on April 11, 2020
Doing what you propose more likely than not would be operating as an unregistered investment advisor under California law. There are many ways to...
Archived
What can b done abt this? Can I sue the S.E.C. for ignoring my claims? They've already felt heat for doing 0 in the Madoff case
Robert's answer
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Answered on April 11, 2020
You can likely amend your submission by hiring an attorney to clean it up. These submissions need to be easy to read and grasp given the volume...
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