You have to enforce your judgment. That means going to court and getting the local sheriff to get property to you to satisfy it. You should do a...

The only possible cause of action you might have is whether you were approved for an unsuitable level of margin. The problem with that is you...

CFA meaning Certified Financial Analyst? You were a CFA charter-holder after 3 tests and then this thing happened? It certainly has been a while...

You will need to first ascertain whether you wish to be a fee-based advisor or a commission-based broker. They are two different things, and each...

Forming a family office is not something to be done on the cheap or through a simple LLC frankly. If you are truly managing assets for a family,...

Proceed with an attorney and proceed with caution on this please. A SAFT if not drafted in conjunction with the correct backup documentation will...

You can certainly pursue the matter in FINRA arbitration. But be aware that (a) arbitration awards have no precedential value that arbitrators...

The first order of business is to have someone review your offering documents and operating agreement for what remedies you may have and where they...

Who exactly is this "financial advisor" and why are you listening to them? Are they with a broker-dealer? If so, you may have recourse.

EB-5 Direct investment requires that you create 10 jobs by way of your investment. You will need to work with both a securities attorney and an...