Generally, felonies are a bar from FINRA registration, whether taking a plea or convictions. You are going to have ask your firm to request FINRA...

Mount Juliet is a suburb of Nashville. You can contact the Nashville Bar Association for a referral to an attorney to enter the judgment in what...

Think this through for a second -- you are asking to return to work for someone you believe is a felon through the threat of prosecution. Why on...

I am afarid of what will happen by coming forward. I have an SEC whistleblower issue. What is at stake by coming forward?

Notwithstanding the merit of any case brought by a "whistleblower" under Dodd-Frank, a primary objective of the SEC is to pursue those cases where...

401 K funds embezzled

Much will depend on the nature of the 401k plan, namely who is the fiduciary that is bonded. Most ERISA type plans require that the plan fiduciary...

Vicitim of FOREX fraud

I'm sorry to hear about your issues with your FOREX company. This has been an interesting area of regulation, as the National Futures Association...

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Can I sue a couple for identity theft

I'm sorry to hear about this as I know it must be angering and wearing at you. But step back and think about this -- you want to sue someone...

How can I find an attorney to represent a domestic violence victim?

In addition to calling the NY County Bar (www.nycbar.org), this link to other organizations may be of...

Can i sue my employer for not upholding their end of the job i was hired for?

Depending on the nature of the job description that you received when you applied, you may have an action for "detrimental reliance" or "promissory...

Can someone tell me which type of life insurance is generally better,Term or Universal? Is my insurance Agent trustworthy?

"Universal" life insurance is generally such that you would accumulate cash value in your policy as it is paid. Term on the other hand, of course,...