Archived
My financial consultant invested me in Unit Investment Trust instruments which tanked in 2008, I lost $40,000! How do I recover?
Robert's answer
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Answered on February 23, 2013
Your case presents many issues as far as I can tell. First, the invesments recommended to you had to be in accordance with your STATED investment...
Archived
I believe my broker is a fraud. he took my money
Robert's answer
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Answered on February 21, 2013
First question is whether the investments you purchased were done so through the broker directly or his firm. It sounds like it was done directly,...
Archived
Financial advisor did not protect my money when stocks were going down
Robert's answer
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Answered on February 19, 2013
Market losses alone are not the grounds for a lawsuit. You need to prove affirmative misconduct on the part of the broker. I would surmise with a...
Archived
Theft of intellectual property, tort, copyright law
Robert's answer
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Answered on February 18, 2013
An attorney will have to look at the Articles of Incorporation to ascertain what law applies and what action should be taken. If this person...
Archived
What recourse do I have regarding a country club delaying my bond monies returned?
Robert's answer
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Answered on February 16, 2013
I think I speak for other attorneys here in asking for more information on your issue. First of all, what is a country club doing with your bonds,...
Archived
How does one do due dilligence on an investment and insurance co. in Dubai represented by a UK investment services co. ?
Robert's answer
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Answered on February 15, 2013
First, you should not rely on anything these people send you as to corporate standing, financial condition, etc. In many cases, there will be what...
Archived
Can you sue investment firms for allowing a forged TOD to be validated although they have signature cards to compare signatures
Robert's answer
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Answered on February 15, 2013
These issues present difficult cases, insofar as you will need to prove that the broker/dealer had a specimen signature on hand (in an account...
Archived
Hallo! We need to find out who is behind Alderney investment based in WY. We would like to sue this company from other country.
Robert's answer
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Answered on February 12, 2013
First, look the company up on the WY Secretary of State website:
https://wyobiz.wy.gov/Business/FilingSearch.aspx
You can order copies of...
Archived
VICTIM INVESTMENT FRAUD IF I INVESTED IN A SO-CALLED SAFE, LIQUID HEDGE FUND WITH ABOVE AVERAGE RETURNS OF WHICH ALL WERE FALSE?
Robert's answer
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Answered on February 10, 2013
First, your friend's father had no business referring you to a hedge fund outside the scope of his work as a broker. Where there is smoke there...
Archived
My restaurant is being sued for deceptive practices pertaining to a coupon and VIP card. What kind of lawyer should I find?
Robert's answer
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Answered on February 09, 2013
You will need an aggressive defense attorney familiar with the court where the suit is filed. And yes, you should be concerned that this attorney...
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