Archived
My sister has asked me to day trade for her. If I deposit her money into my brokerage account, does that money become my asset?
Robert's answer
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Answered on March 24, 2013
What you should do is obtain a trading authorization for the account, and simply have the account registered in your sister's name. The brokerage...
Archived
I have an existing LLC. I want to find investors for a new LLC. Can the existing LLC accept investments for the new LLC?
Robert's answer
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Answered on March 22, 2013
You are playing with fire. Your corporate forms will likely be disregarded given that you're controlling the purse strings of each. You should...
Archived
Which district court for suing someone?
Robert's answer
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Answered on March 16, 2013
The term "scienter" generally is used in connection federal securities laws. If you're in NY, you have no cause of action as a private citizen...
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My professor has harrased and bullied me for over a year sharing confidential information with other faculty what can I do?
Robert's answer
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Answered on March 16, 2013
You should request from the college's General Counsel's office a copy of the Faculty Code of Conduct to review with an attorney to ascertain...
Archived
My father passed over a year ago and he has the ranch set up so that annually his 4 grown kids get a Schedule K1 for taxes.
Robert's answer
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Answered on March 16, 2013
You have a right to demand a review of the books and records of the partnership most likely. The course of action here would be to go to court...
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Archived
How can I get an attorney whose area of expertise is in estate administration, stocks, bonds, real estate, and financial assets?
Robert's answer
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Answered on March 16, 2013
Your question raises more issues that prevent many of us here from answering. If you're looking for someone to handle issues regarding an estate...
Do I need a securities license to sell investments for an oil company?
Robert's answer
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Answered on March 16, 2013
Basic answer is "it depends." But if you are selling individual securities for a commission, you need a Series 7 license with an broker/dealer. ...
Archived
Can a person sue a financial advisor for not doing anything (advising) after thier money is all gone ?
Robert's answer
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Answered on March 16, 2013
I regularly handle securities arbitrations and also sit as a FINRA arbitrator. You are generally bound to arbitrate your claims, and the...
Archived
What is the difference between " regional center " and direct approach to an attorney when I apply for EB5 ?
Robert's answer
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Answered on March 07, 2013
Whether you proceed on your own or through a regional center, be sure you hire a securities attorney to assist in your due diligence review of the...
Archived
What is the best company form to establish if an Italian and US citizen intend to offer service-based seminars in Italy?
Robert's answer
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Answered on March 06, 2013
An LLC formed in Delaware or Wyoming should do fine for your purposes. WY does have interesting wrinkles, such the ability to appoint a nominee...
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