Can I sue my financial professional and investment company for sharing my personal financial information with others?

You could file a complaint with the North Carolina Securities Commission, but I agree that such a suit would be costly and the outcome far from...

Do i have a wrongful termination law suit?

Like most states, Wyoming is an "at will" employment jurisdiction. Very generally, that means that the employer can terminate you for whatever...

Complaint filed for default on Joint Venture Agreement. Man took 110000 from us to invest in 'day trade'. Our winning chances?

Your question raises a host of issues. Many people will simply grant a "trading authorization" to someone to trade an account, but the brokerage...

How I do get back my retirement money when an investment advisor put my 401k funds into his own funds?

You will need an attorney to review your documents to ascertain what is going on. It is difficult to ascertain what your remedies might be, if...

Is it a violation of SEC Regulations for a consultant to collect a commission on VC or PE Fund investment in client's company?

A useful resource for you to further ascertain the nature of fund marketing by others is the library on the website of the Third Party Marketers...

What are the main laws for unregistered securities?

As a preliminary matter, please whatever you do hire an attorney to work on the offering documents for your fund. "Cut and paste" rarely serves as...

It sounds like the party that accused you of stealing the cash gave you a good deal in having you pay the money back without recourse to the court...

Any suggestions to find an attorney willing to take a "small" PI case in Nashville/Smyrna/Murfreesboro, Tennessee?

You'll find many attorneys on AVVO, as well as through the referral service of the Nashville Bar Association.

Do I have a breach of contract lawsuit with a financial institution?

While many of these companies are legitimate and know what they're doing, some apparently are not. Not knowing the structure of your settlement...

Many questions arise given the brief posting you've provided. First, were you provided any documents showing what the investment actually was, and...